WFH has almost certainly reduced the levels of casual internal discussions occurring across different departments. Did this exacerbate the problems around Archegos?
The FCA has recently completed a review of four key areas in the market abuse systems and controls employed at several market-making firms. The firms were positioned in the small and mid-cap equity market making space but their findings are relevant to most trading firms which undertake a broad range of activities, where conflicts of interest could arise.
